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8 Schemes locally of finite type over a field

(8.1) Morphisms locally of finite type

Definition 8.1
A morphism \(f\colon X\to S\) is called locally of finite type, if the following equivalent conditions are satisfied:
  1. For every affine open \(V \subseteq S\) and every affine open \(U \subseteq f^{-1}(V)\), the \(\Gamma (V, {\mathscr O}_S)\)-algebra \(\Gamma (U, {\mathscr O}_X)\) is of finite type.

  2. There exists an affine open cover \(S = \bigcup _j V_j\) and for every \(j\) an affine open cover \(f^{-1}(V_j)=\bigcup _i U_{ij}\), such that for all \(j\) and \(i\) the \(\Gamma (V_j, {\mathscr O}_S)\)-algebra \(\Gamma (U_{ij}, {\mathscr O}_X)\) is of finite type.

Proof of the equivalence

See  [ GW1 ] Proposition/Definition 10.5.

Often this property is combined with the following one:

Definition 8.2
A morphism \(f\colon X\to S\) of schemes is called quasi-compact, if the following equivalent conditions are satisfied:
  1. For every quasi-compact open \(V \subseteq S\), the inverse image \(f^{-1}(V)\) is quasi-compact.

  2. For every affine open \(V \subseteq S\), the inverse image \(f^{-1}(V)\) is quasi-compact.

  3. There exists an affine open cover \(S = \bigcup _j V_j\) such that for every \(j\) the preimage \(f^{-1}(V_j)\) is quasi-compact.

Proof

For the interesting implication (iii) \(\Rightarrow \) (i), use that an open subset of a scheme is quasi-compact if and only it can be covered by finitely many affine open subschemes. Indeed, take a cover \(S=\bigcup _j V_j\) as in (iii) and let \(V \subseteq S\) be any quasi-compact open. Cover it by finitely many principal opens of the \(V_j\). It is then enough to show that these principal opens have quasi-compact inverse image. But by assumption \(f^{-1}(V_j)\) can be covered by finitely many affine opens in \(X\); thus the inverse image of a principal open therein can be covered by one principal open in each of these affine schemes.

Note that it is not enough to check the condition on an arbitrary open cover (i.e., by not-necessarily-affine open subschemes).

Definition 8.3
A morphism of schemes is called of finite type, if it is locally of finite type and quasi-compact.

These properties satisfy the “usual” permanence properties.

Lemma 8.4
The properties of being locally of finite type, quasi-compact, of finite type
  1. are stable under composition and

  2. are stable under base change.

Every immersion is locally of finite type. Every closed immersion is of finite type.

Proof

Omitted (See  [ GW1 ] Sections (10.1), (10.2).)

Examples 8.5
  1. Let \(S\) be a scheme. For every \(n\ge 1\), \(\mathbb {A}^n_S\), \(\mathbb {P}^n_S\) and all closed subschemes of these schemes are of finite type over \(S\).

  2. Every morphism between affine schemes is quasi-compact.

  3. Let \(R\) be a ring and let \(A = R[X_i;\ i\in I]\) be a polynomial ring in infinitely many variables. Then \(\operatorname{Spec}(A) \to \operatorname{Spec}(R)\) is not locally of finite type.

(8.2) Schemes locally of finite type over a field

Let \(k\) be a field. Let us explain why (or rather in which sense) reduced schemes that can be embedded as subschemes of \(\mathbb {P}^n_k\) are “fairly close” to the vanishing sets of homogeneous polynomials that we considered in the first chapter. The crucial properties hold more generally for (reduced) schemes locally of finite type over \(k\), so we will start by studying schemes of this form.

Theorem 8.6
Let \(k\) be a field and let \(X\) be a scheme locally of finite type over \(\operatorname{Spec}(k)\). Let \(x\in X\). The following are equivalent.
  1. The point \(x\) is a closed point.

  2. The field extension \(\kappa (x)/k\) is finite.

  3. The field extension \(\kappa (x)/k\) is algebraic.

Proof

This is a version of Hilbert’s Nullstellensatz: Namely, this theorem says that for a \(k\)-algebra \(A\) of finite type and maximal ideal \({\mathfrak m}\subset A\), the field \(A/{\mathfrak m}\) is a finite extension of \(k\). This shows (i) \(\Rightarrow \) (ii). Furthermore, the implication (ii) \(\Rightarrow \) (iii) is obvious.

Now assume (iii), and let \(U \subseteq X\) be an affine open neighborhood of \(x\), say \(U = \operatorname{Spec}(A)\), and \(x\) corresponds to the prime ideal \({\mathfrak p}\subset A\). Then \(A/{\mathfrak p}\subseteq \kappa (x)\) and the assumption implies that the ring homomorphism

\[ k \to A \to A/{\mathfrak p} \]

is an injective integral homomorphism between domains. Since the source is a field, so is the target. Hence \(x\) is closed in \(U\). Since this holds for all affine open neighborhoods of \(x\) in \(X\), it follows that \(x\) is closed in \(X\).

Corollary 8.7
Let \(f\colon X\to Y\) be a morphism between schemes that are locally of finite type over a field \(k\). (As usual this means that \(f\) is a morphism of \(k\)-schemes.) Then \(f\) maps closed points of \(X\) to closed points of \(Y\).

Proof

Let \(x\) be a closed point of \(X\). We obtain an inclusion \(\kappa (f(x)) \subseteq \kappa (x)\) between the residue class fields (which is a \(k\)-homomorphism). Since \(\kappa (x)\) is algebraic over \(k\) by Theorem 8.6, so is \(\kappa (f(x))\), and invoking the theorem again, we obtain the desired conclusion.

Corollary 8.8
Let \(k\) be an algebraically closed field, and let \(X\) be a \(k\)-scheme locally of finite type. Then the set \(X(k)\) can naturally be identified with the set of closed points of \(X\).

Proof

By the theorem, and since algebraically closed fields have no non-trivial algebraic extensions, the set of closed points in \(X\) equals the set of points with residue class field \(k\). By Proposition 4.22, this set can be identified with the set \(X(k)\) of \(k\)-valued points of \(X\).

Definition/Proposition 8.9
Let \(X\) be a topological space. A subset \(Z \subseteq X\) is called very dense, if the following equivalent conditions are satisfied.
  1. The map \(U\to U\cap Z\) induces a bijection between the set of open subsets of \(X\) and the set of open subsets of \(Z\).

  2. The map \(F\to F\cap Z\) induces a bijection between the set of closed subsets of \(X\) and the set of closed subsets of \(Z\).

  3. The map \(L\to L\cap Z\) induces a bijection between the set of locally closed subsets of \(X\) and the set of locally closed subsets of \(Z\).

  4. For every closed subset \(F \subseteq X\), we have \(F = \overline{F\cap Z}\).

  5. Every non-empty locally closed subset of \(X\) contains a point of \(Z\).

Proof

The following implications are easy:

\[ \text{(iv)} \Longleftrightarrow \text{(ii)} \Longleftrightarrow \text{(i)} \Longleftarrow \text{(iii)} \Longrightarrow \text{(v)} \]

Let us show that (iv) implies (v). Let \(\emptyset \ne L \subseteq X\) be locally closed,say \(L = F\setminus F'\) for \(F' \subsetneq F \subseteq X\) closed. Then \(F'\cap Z\ne F\cap Z\), and this implies \(L\cap Z\ne \emptyset \). Next we show that (v) implies (ii). Take \(F, F' \subseteq X\) closed with \(F\cap Z = F'\cap Z\), equivalently \(((F\cup F') \setminus (F'\cap F))\cap Z = \emptyset \). But \((F\cup F') \setminus (F'\cap F)\) is locally closed, so (v) implies that this set is empty, whence \(F=F'\). At this point we have seen that (i), (ii), (iv) and (v) are all equivalent.

It remains to show that these properties also imply (iii). For this, first note that for any locally closed subset \(L \subseteq X\),

\[ \overline{L\cap Z} = \overline{L}. \]

(Clearly, we have \(\subseteq \). Furthermore, the set

\[ (\overline{L}\setminus \overline{L\cap Z}) \cap L \]

is open in \(\overline{L}\), hence locally closed in \(X\), but has empty intersection with \(Z\), and thus is empty in view of (v). But \(L\) is dense in \(\overline{L}\), so it intersects every non-empty open subset, so \(\overline{L}\setminus \overline{L\cap Z} = \emptyset \).) This shows, that for locally closed subsets \(L, L'\) in \(X\) with \(L\cap Z = Ö'\cap Z\) we have \(\overline{L} = \overline{L'}\); call this closed set \(F\).

It follows easily from the characterization (ii) that \(Z\cap F\) is very dense in \(F\). Since \(L\) and \(L'\) are open in \(F\), and have same intersection with \(Z\cap F\), this implies \(L=L'\) in view of the characterization (i).

Proposition 8.10
Let \(k\) be a field and let \(X\) be a \(k\)-scheme locally of finite type. Then the subset of closed points is very dense in \(X\).

Proof

We check that every non-empty locally closed subset \(Z\) of \(X\) contains a closed point. Shrinking \(Z\), if necessary, we may assume that it is closed in an affine open subscheme \(U = \operatorname{Spec}(A)\) of \(X\). We may view \(Z\) as a closed subscheme of the form \(\operatorname{Spec}(A/{\mathfrak a})\) for some ideal \({\mathfrak a}\). But then \(A/{\mathfrak a}\) is non-zero, because the subset is non-empty, hence contains a maximal ideal, and this corresponds to a closed point of \(\operatorname{Spec}(A/{\mathfrak a})\), hence also of \(U\).

Since \(U\) and \(X\) are locally of finite type over \(k\), Theorem 8.6 implies that this closed point of \(U\) is also closed in \(X\).

Example 8.11
Let \(R\) be a discrete valuation ring, and let \(\pi \) be a generator of the maximal ideal of \(R\). Then \(\operatorname{Spec}(R) = \left\{ (0), (\pi ) \right\} \) consists of two points, the closed point \((\pi )\) and the generic point \((0)\). Then \(U:=D(\pi ) = \operatorname{Spec}(\operatorname{Frac}(R))\), and \((0)\) is a closed point of \(U\), but not of \(\operatorname{Spec}(R)\).

Remark 8.12
In combination with Proposition 7.4, Proposition 8.10 means that for a scheme locally of finite type over an algebraically closed field \(k\), we can recover the space \(X\) from the space \(X(k)\) by defining \(X\) to be the set of irreducible closed subsets of \(X(k)\), with the topology given by calling a set closed if it consists of all irreducible closed subsets of some closed subset of \(X(k)\); this is called the sobrification of \(X(k)\), see  [ GW1 ] Remark 3.38. We did not define morphisms of the objects (“classical algebraic varieties”) in Chapter 1, but if one does, one can extend this remark to an equivalence of categories between reduced (irreducible) schemes of finite type over \(k\) and classical algebraic varieties over \(k\), cf.  [ GW1 ] Theorem 3.37.

Corollary 8.13
Let \(k\) be an algebraically closed field and let \(f, g\colon X\to Y\) be morphisms between \(k\)-schemes locally of finite type which induce the same map \(X(k)\to Y(k)\). Assume that \(X\) is reduced. Then \(f=g\).

Proof

We need to show that the equalizer \({\rm Eq}(f,g)\) (cf. the proof of Proposition 7.20) equals \(X\). But \({\rm Eq}(f,g)\) is a subscheme of \(X\) and by assumption \({\rm Eq}(f,g)(k) = X(k)\). By the proposition this implies that this subscheme has the same underlying topological space as \(X\). In particular, it is a closed subscheme. Because \(X\) is reduced, it has to be equal to \(X\).

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